Definition
Enforcement Definition
The enforcement of insider trading laws ensures that individuals or entities do not unlawfully use material, nonpublic information for their own financial gain or the benefit of others. This is done by the Securities and Exchange Commission (SEC) and other law enforcement agencies. Insider trading is prohibited by both federal and state laws, and is punishable by criminal and civil penalties. In order to enforce these laws, the SEC and other agencies use a variety of methods, including investigations, prosecutions, and civil actions. These methods are designed to detect and punish insider trading, and to deter others from engaging in it.
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